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Wednesday,
Oct. 9 |
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4:00-6:00 pm |
Registration Desk Opens |
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Thursday,
Oct. 10 |
|
8:00 am |
Exhibits Open |
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Seminar on Regulation, Compliance & Enforcement in the US Fixed Income Markets
Featuring the IRS, FINRA, MSRB and SEC
|
| 9:00 – 9:10 a.m. |
Seminar on Fixed Income Regulation, Compliance & Enforcement
Opening Remarks |
| 9:10 – 10:15 a.m. |
Municipal Securities Rulemaking Initiatives, Compliance and Enforcement
MSRB Market Regulation staff along with the Internal Revenue Service Office of Municipal Securities and the Securities and Exchange Commission will discuss current muni market rulemaking initiatives and enforcement actions. |
|
10:15–10:30 am |
Networking and Refreshment Break in Exhibit Hall |
|
10:30–11:30 am |
Taxable Market Regulation and Enforcement Priorities
Taxable market compliance and enforcement matters will be considered from the perspective of the Financial Industry Regulatory Authority. |
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The National Fixed Income Conference
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|
12:00 pm |
Opening Lunch |
| 12:40 – 1:00pm |
Welcome to Chicago and Opening Remarks
Welcome: Mike Nicholas
Chief Executive Officer
Bond Dealers of America
Brad Winges
Head of Fixed Income Services
Piper Jaffray
2013 Chair, Bond Dealers of America |
| 1:00 – 2:00pm |
A View from the Top – CEOs Reflect on Industry Change and the Implications for Middle-Market and Regional Securities Dealers |
| 2:00 - 2:30pm |
Networking and Refreshment Break in Exhibit Hall |
| 2:30 - 5:30pm |
Municipal and Taxable Market Concurrent Sessions |
Municipal Market Session
|
| 2:30 – 3:15pm |
Municipal Market Analysis
Speaker: Tom Doe
Founder and CEO
Municipal Market Advisors |
| 3:15 – 4:00pm |
The SEC's push for Best Execution in the Municipal Market |
| 4:00 – 4:45pm |
Public Finance Panel |
| 4:45 – 5:30pm |
Buy-Side Panel |
Taxable Market Session
|
| 2:30 – 3:15pm |
Taxable Fixed Income Market Analysis
Speaker: Will Rhode
TABB Group |
| 2:30 – 3:15pm |
Future of Agency MBS Securitization
Speaker: Mark Hanson
Freddie Mac |
| 4:00 – 4:45pm |
TMPG Margining Requirements – The Implications for Middle Market Dealers
|
| 4:45 – 5:30pm |
Credit Market Conditions and Expectations
|
| 5:30pm |
Reception in Exhibit Hall
Dinner on Your Own |
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Friday,
Oct. 11 |
| 7:00 – 8:00am |
Breakfast and Networking in Exhibit Hall |
| 8:00 – 8:30am |
Implications of Detroit Bankruptcy for Policymakers
Speaker: James Spiotto
Partner
Chapman and Cutler |
| 8:30 – 8:45 |
A View from DC – Outlook for Federal Tax Reform in President Obama’s Second Term |
| 8:45 - 9:15am |
Networking and
Refreshment Break in Exhibit Hall |
| 9:15 - 10:45am |
Dealer Breakout Roundtables – 2 Institutional and 1 Retail Focused |
| 10:45 - 12:00pm |
Risk Management During Turbulent Markets – How are Middle Market Dealers Managing Risk while Expanding Market Share across Product Lines? |
| 12:00pm |
Conference Closing Remarks |
