|
Wednesday,
Oct. 5 |
|
4:00-6:00 pm |
Registration Desk Opens |
| |
|
|
Thursday,
Oct. 6
|
|
7:00-8:30 am |
Breakfast in Exhibit
Hall
|
|
7:00 am-6:30 pm |
Exhibits Open |
|
8:30–8:40 am |
MUNICIPAL MARKET COMPLIANCE
SEMINAR
Hosted by MSRB and BDA
Opening Remarks
Speaker:
Milroy A. Alexander, Board
Member, MSRB Former
CEO, Colorado Housing and
Finance Authority
|
|
8:40–10:15 am |
Municipal Securities Rulemaking
Initiatives
MSRB legal and policy staff will
discuss current MSRB rulemaking initiatives,
including municipal advisor rulemaking and recent
planned changes to the MSRB’s Electronic Municipal
Market Access (EMMA) system.
Panelists:
Kathleen Miles, Associate
General Counsel,
MSRB
Justin Pica, Director, Uniform
Practice Policy,
MSRB
Lawrence P. Sandor, Senior
Associate General Counsel,
MSRB
|
|
10:15–10:30 am |
Networking and
Refreshment Break |
|
10:30–11:30 am |
Municipal Market Compliance and
Enforcement Priorities
Municipal securities compliance and
enforcement matters will be considered from the
perspective of the Financial Industry Regulatory
Authority (FINRA).
Panelists:
Malcolm Northam, Financial
Industry Regulatory Authority
Lawrence P. Sandor, Senior
Associate General Counsel,
MSRB
|
|
11:30–12:00 pm |
Break in Exhibit Hall |
|
|
The National Fixed
Income Conference
|
|
12:00–1:30 pm |
Lunch with Keynote Speaker
Welcoming Remarks
Speaker:
Mike Nicholas
Chief Executive Officer
Bond Dealers of America
Pension Concerns,
Historically Low Rates and the Municipal Bond Market
Hear from Municipal Market Advisors
Founder and CEO Tom Doe on these topics and much
more related to the municipal bond market.
Keynote Speaker:
Tom Doe
Founder and CEO
Municipal Market Advisors
|
|
1:30–2:30 pm |
CEO Roundtable |
|
2:30–3:00 pm |
Refreshment and
Networking Break in Exhibit Hall |
|
3:00–3:45 pm |
The Global Economy and the Impact on
the US Capital Markets |
|
3:45-5:30 pm |
Dealer Breakout Sessions --
Institutional and Retail |
|
5:30–6:30 pm |
Reception in Exhibit Hall |
|
6:30 pm |
Exhibits Close |
|
6:30-8:00 pm |
Dinner
|
|
Friday,
Oct. 7 |
|
7:00–8:30 am |
Breakfast in
Exhibit Hall |
|
7:00-9:30 am |
Exhibits Open |
|
8:30–9:15 am |
Federal Tax Reform and Dodd-Frank -
Implications for Middle Market Dealers |
|
9:15-11:00 am |
Dealer Breakout
Sessions |
|
11:00-11:45 am |
Stress Testing Securities in a Post
QE2 Recovery Market |
|
11:45-12:00 pm |
Conference Closing
Remarks |
| |
Speaker:
Mike Nicholas
Chief Executive Officer
Bond Dealers of America |
| |
|
