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Wednesday,
Sept. 22 |
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2:00-5:00 pm |
RBDA Board of Directors
Meeting |
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4:00 pm |
Registration Desk Opens |
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5:00 pm |
Conference Opening Reception
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Thursday,
Sept. 23
|
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7:00-8:30 am |
Breakfast in Exhibit
Hall
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7:00 am |
Exhibits Open |
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8:30–11:30 am |
Municipal and Taxable
Market Seminars |
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Municipal Market
Seminar on Regulation, Compliance and Enforcement
Co-Hosted by MSRB and RBDA
Panelists:
Mike Bartolotta
Vice Chairman
First Southwest Company
MSRB Board Member
Larry Sandor
Senior Associate General Counsel
MSRB
Peg Henry
Deputy General Counsel
MSRB
Mac Northam
Director, Fixed Income Securities
FINRA
Steve Chamberlin
Manager, Tax-Exempt Bonds
IRS
Elaine Greenberg
Chief, Municipal Securities Unit
SEC |
|
10:30–11:30 am |
Taxable Market Seminar
on Market Conditions and Opportunities for National
Dealers
Panelists:
Dan Leland
EVP
Southwest Securities
RBDA Board Member
Others TBD |
|
11:30–12:00 pm |
Break in Exhibit Hall |
|
12:00–2:00 pm |
General Session
(Ballroom C/D)
Lunch with Keynote Speaker |
|
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Welcoming Remarks
Speaker:
Mike Nicholas
Chief Executive Officer
Regional Bond Dealers Association
Regulatory Reform and Fixed Income Market
Transparency
Keynote Speaker:
Steve Joachim
Executive Vice President
FINRA |
|
2:00–3:15 pm |
General Session
Fixed Income Leadership Roundtable
Panelists:
TBD |
|
3:15–3:45 pm |
Refreshment and Networking
Break in Exhibit Hall |
|
3:45–5:30 pm |
Dealer Breakout Sessions
Institutional and Retail
Moderators and Topics to be determined in advance |
|
5:30–6:30 pm |
Reception in Exhibit Hall |
|
6:30 pm |
Dinner with Keynote Speaker |
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Keynote Speaker:
TBD |
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Friday,
Sept. 24 |
|
7:00–8:30 am |
Breakfast in
Exhibit Hall |
|
8:30–9:30 am |
General Session |
| |
Fixed Income Technology
and Operations: Current Challenges and What the Future
Holds
Moderator:
Eric Vos
Vice President
Wells Fargo Securities
Speakers:
Mark Mesinger
VP, Fixed Income Trading
Charles Schwab & Co., Inc. |
|
9:15-9:45 am |
Refreshment and Networking Break in
Exhibit Hall |
|
9:45–11:45 am |
Breakout Roundtables
on Fixed Income Technology
and Operations |
| |
Possible Topics:
-Electronic underwriting systems for municipal bonds
-Institutional and retail front end integration
-Future of NYSE bond exchange
-Buyside preference – electronic screens versus
telephone
-Consolidation of the ECNs
-Percentage of revenues dedicated to technology
-Utilizing electronic platforms for dealer to dealer
business
-The future of the traditional sell side trading desk
-Algorithmic trading
-Concerns regarding providing liquidity blindly on
electronic platforms |
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12:00 pm |
Conference Closing
Remarks |
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Speaker:
Mike Nicholas
Chief Executive Officer
Regional Bond Dealers Association |
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